- 3 aspects of politics
- Polity (system): How is the system set up, institutions and organizations, multi-level governance → interaction with political systems of MS, comparison to countries and international organizations
- Politics (process): how governments implement laws, how laws get made, decision-making processes, MS success, comparison of MS, ideology
- Policy (outcomes): outcomes of decision-making → laws, etc. decisions that are taken within a political system
- EU from a Comparative Perspective
- Comparative political science: Comparing different political systems
- Comparing the EU to: 2 different poles → States & international orgs
- International/intergovernmental Organizations
- MS delegate a lot of authority to EU but have large role in vetoing
- States
- Common Market
- Central Government
- Quasi-constitutional set-up
- Federal States
- Not easy categorization
- authority of EU limited, but strong economic integration
- changes in territory
- EU is an exception → Graph
- Delegation: how much authority does this organization have
- Pooling: to what extent do Member States give up their own veto (low = unanimous decisions)
- EU MS still have a say
- History of European Integration
- Context: Post-WW2
- Destruction and poverty
- rivalry has shaped outcome of wars
- Division of Germany → increased tension between western allies & Soviet Union
- Ideas present to unify European countries → cooperation
- Spinelli: Europe against Authoritarianism, unification on socialist basis
- Churchill: United States of Europe → prevent wars, focused on rivalry DE/FR, bring nations closer together
- Monnet & Schuman: start off small with economic integration
- 1951: Establishment of ECSC → first integration project, reflects Monnet & Schuman
- Created a free market for Coal and Steel
- Most important sector for militarization & core industries
- Europe still very industrial → big impact on prevention & economy
- covers France & Germany → ensure mutual control
- European Integration
- Countries of Europe integrating into a unified body
- Delegation of authority to European level → decision-making on European level
- Relationship between MS and EU
- 3 dimensions:
- Enlargement: new MS
- Institutional framework: how is EU organized, decision-making & cooperation
- Policy Areas: how does authority of EU differ across policy areas
- EU over the years:
- Spain, Portugal, Greece: joined after dictatorships fell
- Finland, Austria, Sweden: (formally) neutral countries → after the fall of the Soviet Union
- 2004 expansion: Eastern enlargement → satellite countries
- European Treaties
- Similar to international treaties, quasi-constitutional meaning → lay out fundamental rules, authority of EU, fundamentals of how EU operates → institutional aspect
- attempt to make EU constitution failed due to popular referenda
- unanimous support & ratification in each MS
- Treaties allow us to trace EU development
- More recent treaties: institutional reforms → in anticipation of enlargement, easier to prevent gridlock
- Earlier treaties: establishing institutional framework
- Different national methods of ratification in MS
- important treaties:
- Rome: founding of EEC → core of what EU has achieved and what it legislates today
- Single European Act (SEA) → sets goals and foundation for today, e.g. free movement of people, capital, services & goods
- Maastricht → harmonizes different European communities, names EU
- Scope: which policy areas are delegated
- Depth:
- EU moving towards more delegation
- Competencies of EU today
- Supporting: EU does not have formal law-making capacity, aid in cooperation between MS, harmonization
- Cultural
- Shared: both MS and EU
- Exclusive: only EU has decision-making power
- Economic
- Missing: Military, Social policy, Taxation
- Efficiency, Policies affecting other MS, to what extent does it affect the core state powers (function of state → military, welfare, taxation)
- Depth: Intergovernmentalism vs Supranationalism
- Supranationalism: European level, EU-bodies have decision-making power
- Cooperation/Codecision
- later treaties increase this
- Intergovernmentalism: States act in their own interests as separate actors
- ensures autonomy of MS, MS cannot be overruled
- Consultation
- agreement between governments of different states
- Depth reflected in decision-making processes
- supranational → COM has exclusive right of initiative, EP consent not required, Council qualified majority voting
- intergovernmental → MS can initiate, EP consent required, Council needs unanimity (→ single MS has veto power)
- Why do Member States delegate authority?
- Economic benefit
- Unanimous decisions can make decision-making difficult → countries blocking decisions
- Unanimity good for decisions with high stakes for individual MS
- Efficiency
- Theories of European Integration
- Neofunctionalism (1958, Haas) → supranational & transnational actors
- Functionalism: political systems serve a certain function
- spill-over effects of small steps → integrating in one regard creates pressure to integrate in other areas
- incentives for adjacent areas / industries
- People will create a European identity → will try to pursue this further
- Liberal Intergovernmentalism (1998, Moravcsik) → MS governments
- MS have veto power & can shape integration process → interests are reflected & MS benefit from integration
- economic interests
- Postfunctionalism (2009, Hooghe & Marks) → citizens & parties
- Accountability of governments to citizens → support for integration dependent on support of the people
- Democracy as basis
- Decision-making power for integrative steps lies with the MS
- Theories follow their time
- only elite wants integration
- if neofunctionalism true then spillover should take effect everywhere → MS centered explanation & interests in integration
- postfunctionalism: tracks change that EU became politicized → not a contentious issue up until 2000s
Reading Social Science Research Articles:
- theory-testing: trying to find evidence for the theories made